With over 185 years of combined experience, we know what it takes to help you meet your clients’ real world needs. Through progressive technology, products, and capabilities, our broker-dealers support nearly 2,700 registered financial professionals, managing over $120 billion in assets.
Today’s investors have a lot of choices. We’ll help you be the best one.
9 of 10 financial professionals achieved a year-over-year increase in revenue
73% support cases resolved in 0 to 5 hours
1,000s of choices from our world class products and solutions
13M+ logins to our Clear1® client portal
85% support cases resolved in 24 hours
75% of programs broke their own revenue record in 2021
You chose independence for the flexibility it gives you to grow your business and best serve your clients. And we’re all about supporting that flexibility by giving you choice in how you partner with us. Not sure? We’ll help you determine what’s best for your firm.
Dually-Registered
Empowering you to deliver a holistic wealth management experience to your clients with end-to-end fee-based and commission-based solutions. The power of our full platform and the premier support of home office teams is always at your side.
Advisory
Focus completely on your fee-based-only business using our comprehensive advisory solutions that include Unio®, Contour, and so much more. Perfect for advisory-only financial professionals looking to go fee-based only.
Turnkey
A seamless transition to independence with fully furnished office space, a team of trained support staff, leading technology, as well as the administrative, operational, and technical support you need to comprehensively serve clients on day 1 of your transition.
Hybrid
Your own RIA combined with the ability to offer commission-based business to your clients through our broker-dealer resources, giving you access to premium support, award-winning technology, and rounding out your wealth management offering.
